About Our Panels
Don't let time or monetary constraints keep you from being involved in the industry.
TRADEliance Bullet Point Panels are free virtual discussions designed for all employees to attend and gain valuable insight on hot topics or trends.
At last, you can be in control of your development.
Municipal Material Events
Nov 6, 2024, 12:00-12:30 CST, Virtual ZOOM Event - Past Event
Market Access (15c3-5)
Aug 7, 2024, 12:00-12:30 CST, Virtual ZOOM Event - Past Event
15c2-11 for Fixed Income
May 15, 2024, 12:00-12:30 CST, Virtual ZOOM Event - Past Event
One Minute Trade Reporting
Feb 14, 2024, 12:00-12:30 CST, Virtual ZOOM Event - Past Event
T+1 and Same Day Allocations
Dec 6, 2023, 12:00-12:30 CST, Virtual ZOOM Event - Past Event
Rule 605/606 Overview
Aug 2, 2023, 12:00-12:30 CST, Virtual ZOOM Event - Past Event
Fixed Income Fair Pricing
May 3, 2023, 12:00-12:30 CST, Virtual ZOOM Event - Past Event
Client Data Oversight
Feb 1, 2023, 12:00-12:30 CST, Virtual ZOOM Event - Past Event
These panels are intended to be brief summaries on industry issues, helping to keep broker dealers and investment advisors up to date on the complex regulatory environment.
Is there a topic you are interested in?
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