A free virtual panel for broker dealers and investment advisors on industry hot topics or trends. These sessions are intended to be brief summaries of topics selected from recent enforcement actions or other relevant industry releases.
Municipal Material Events
MSRB G-47
November 6, 2024
12:00-12:30 Central
Moderator:
Jesy LeBlanc from TRADEliance
Panelists:
Ken Hoffman from DPC Data Corp.
Kat Miller from TRADEliance
About this Panel
In 2024, the SEC approved Amendments to MSRB Rule G-47 to add 3 new time of trade disclosure scenarios. This update has caused many to reevaluate their practices related to the handling of municipal material events for buy and sell side transactions.
This panel is intended to provide education about this topic and share best practices.
This panel is designed to:
- Review rule MSRB G-47 and the related updates.
- Discuss industry guidance and trends.
- Share best practices for buy and sell side firms in the municipal market.
Resources