A free virtual panel for broker dealers and investment advisors on industry hot topics or trends. These sessions are intended to be brief summaries of topics selected from recent enforcement actions or other relevant industry releases.
Best Execution for Broker-Dealers
May 06, 2026
12:00-12:30 Central
Panelists:
Jesy LeBlanc from TRADEliance
Kat Miller from TRADEliance
About this Panel
Best Execution is an order handling standard for broker-dealers. The rules that govern these standards include FINRA 5310 and MSRB G-18.
This panel is designed to:
- Provide an understanding of the evolution of best execution for broker-dealers.
- Review the current rules.
- Review enforcement trends.
- Provide considerations for best execution committees and supervisory reviews.
- Provide best practices applicable to broker-dealers for best execution.